Published in International Journal of Philosophical Studies 2 (1994), 306-321
(Note: This is a manuscript version. Please quote only the published version.)
IN SEARCH FOR THE COMMON MIND
A Critical Notice of Philip Pettit's The Common Mind
Raimo Tuomela
University of Helsinki
I INTRODUCTION
The philosophy of social science can still be regarded as a much less
densely populated part of philosophy than most other fields in it.
However, there are neighbours in which research is booming. Thus the
philosophy of cognitive science (and philosophy of psychology, to use
an older title) is very popular today and so is moral philosophy.
Philip Pettit's new book (1993) is mainly on the philosophical
problems of social science, but a substantial part of it is also
devoted to philosophy of psychology and to moral and social
philosophy. This book is a most welcome treatise and a major
accomplishment in its field. It is written in the best tradition of
analytical philosophy. Pettit is very skillful both at making central
conceptual distinctions and at devising and presenting imaginative
arguments for his theses. The book will be of great interest not only
for researchers and students in the fields of philosophy it deals
with but also - because of its avoidance of technical jargon - to
readers in other fields. Even if accessible to a larger audience, the
book is yet not elementary nor too easy. It is very rich both in the
topics covered and in the detailed arguments presented and defended.
Pettit is not afraid of the hardest philosophical problems;
accordingly his readers will be guided on a very interesting trip in
a tough philosophical terrain. Finally, I should say that the book is
also a very informative and reliable guide to recent developments in
philosophy of social science and can well be recommended as a
textbook.
The present article will attempt to give a brief presentation of the
main topics and ideas covered in the book. This will be accomplished
in Section II (together with making some minor critical points).
Sections III-VI are critical sections dealing with social holism (in
Pettit's special sense), social regularities, as well as
individualism, supervenience, and explanation. There some criticisms
- both internal and external - against Pettit's views and arguments
will be presented. At the same time some of the main topics of the
book will be presented and discussed in more detail. Section VII
concludes that while none of the criticisms presented is damaging,
some one-sidedness in Pettit's approach can be seen. The view
advocated in the book could and should have been enriched by giving a
central role to "jointness-notions" such as joint action and joint
intention relying in part on the notion of "we" and "our group".
II PETTIT'S MAIN IDEAS: A SURVEY
The book creates a systematic philosophical view of man and society.
It consists of three interconnected parts: I Mind, II Mind and
Society, and III Mind, Society, and Theory. Each part contains two
chapters. In addition each part presents a lengthy - and very
accurate and informative - preview of its contents. I will draw
(sometimes verbatim) from these previews below. (Page numbers will
all be to Pettit's book.)
The book is long - 365 tight pages. It is in part based on his
recently published (and to-be-published) papers, often with the
omission of some less central details. The first part consists of two
chapters: 1. Thought, and 2. Intentionality. This part is concerned
with some central problems in the philosophy of psychology. In the
first chapter the intentional aboutness of such mental states as
perception, belief, and desire is discussed. To be an intentional
system, says Pettit, is to be a system that has beliefs and desires
and the like, is to be exposed perceptually to a certain sort of
environment in a way that makes sense, and makes sense
non-accidentally, in belief-desire terms. This is an acceptable
general characterization. Next, Pettit assumes that there are
regularities characteristic of beliefs and desires, regularities that
dictate both the effect of certain sorts of evidence on what beliefs
and desires are maintained, and the effect of certain sorts of
belief-desire profiles on what responses are evinced. Intentional
agents interact with their environment under the control of
intentional regularities, whereas non-intentional agents do not.
Beliefs, desires, and the like are argued by Pettit to be
higher-order states doing their causal work via the brain-states
instantiating them. In this connection he presents the "program
model" of explanation to help his defense of the mentioned view of
mental states. Although I shall not here go into the matter, this
view is both "externalist" and naturalist. Mental states are argued
to supervene on brain states and whatever naturalistic features of
the world are required: Assuming the absence of "non-actual" and
"ghostly" stuff, if two possible worlds are naturalistically
identical then they are also intentionally identical (p. 27). (I
think one could here make a distinction between contingently and in
some sense necessarily identical worlds; this is relevant in the
consequent of the above statement.)
Chapter 2 is concerned with thinking intentional systems. To be a
thinking intentional system two requirements must be met: a) the
system must be capable of intentional ascent, viz. capable of having
not only intentional states with contents but also have intentional
states about such contents; b) it must be capable of following rules.
Pettit wants to allow for thinking intentional systems without
language and - in part therefore - formulates the notion of a rule of
thought in terms of possible worlds. Propositions are thus regarded -
in accordance with one standard conception - as functions from
possible worlds to truth and falsity. To think is to try to conform
to the rules which certain propositions represent. In this chapter,
which is an innovative naturalistic account of the thinking man,
Pettit gives a Wittgenstein-flavored "ethocentric" account of
rule-following (including, by the way, a good account of the notion
of favourable conditions). I will not here discuss its details, as
the focus of this article is on the philosophical problems of the
social sciences.
Part II contains two chapters: 3. For Individualism, against
Collectivism, and 4. For Holism, against Atomism. What Pettit calls
individualism is an ontological view according to which the autonomy
(or "autarchy") of individual agents is not seriously curbed by
higher-level aggregate and structural social factors. This is a
"vertical" issue in Pettit's terminology. The other issue is
"horizontal". Pettit's holism - as contrasted with atomism - is not a
relation between individuals and higher level factors but between
individuals themselves. Holism claims that individuals' thoughts are
in part constituted by social relationships. The combination-view
that Pettit defends in his book is "holistic individualism", viz.
vertical individualism conjoined with horizontal holism. In Chapter 3
he defends individualism against various anti-individualist theses
and views defended by some social scientists and philosophers. He
regards as especially central (to individual autarchy) the question
whether social-structural regularities of the Durkheimian kind (e.g.,
that unemployment leads to increase in criminality), which are
"causally and logically discontinuous" with the intentional
regularities of individual psychology, "override" or "outflank"
intentional regularities (see Sections IV and VI below).
Individualism emerges as a winner. The content and argument for
Pettitian holism will be discussed in Section IV below.
The final part of the book contains two chapters: 5. Social Theory,
and 6. Political Theory. Pettit says that he means "by social theory
the discipline of explaining the doings of individuals in society and
the patterns of social events" (p. 217). By political theory he means
"the project of evaluating the different social structures that
political activity enables us to contemplate as alternatives" (p.
217). The discussion in these chapters is in part meant to explore
the significance of holistic individualism for those areas.
In Chapter 5 an "inference-theoretic" approach emphasizing the
agent's own point of view is introduced. Here the discussion is
sketchy and does not properly take into account the voluminous
discussion available in literature (cf. the discussions emphasizing
the "practical syllogism" and the like patterns of practical
inference). This chapter also discusses social supervenience and its
role in structural and historicist social explanation - see Sections
V and VI below. Also rational choice theory is discussed here, and
Pettit directs several criticisms against its limitations. All this
is welcome. I would like here to put forth a couple of minor critical
points concerning his treatment. First, Pettit claims that according
to rational choice theory "agents are to a good extent, if not
predominantly, self-regarding in their desires" and discusses the
problem of accounting for other-regarding motivation (p. 265). But -
although Pettit does not make a very strict claim here - let me note
that neither rational choice theory nor its mother game theory makes
the mentioned assumption (see, e.g., Hargreaves Heap et al., 1992).
Nor is economic theory committed to self-regarding desires, even if
in actual practice utilities perhaps normally are considered
self-regarding. Secondly, Pettit introduces a distinction between
action-dependent goods (goods one gets by grace of what the agent
himself or others do) and attitude-dependent goods (goods one gets by
grace of what the agents himself or others think). This is a good
distinction, if it is understood widely enough. Pettit refers to the
distinction also by speaking about a concern with economic gain and a
concern with social acceptance. In addition to armchair
considerations I would have liked to see some mention of empirical
research in recent motivation psychology in this connection. How
does, for instance, the claim by the so-called theory of achievement
motivation fit in the picture? According to this relatively
well-supported theory the main human motives are the motives for
achievement, sociality, and (social) power. These motives do not
directly fit into Pettit's classification (thus sociality and power
each have aspects related to both action-dependent and
attitude-dependent goods).
Chapter 6 is concerned with questions of value and justice. Pettit
discusses what he calls the contract-centred, the value-centred, and
the institution-centred approaches to political arrangements of
various kinds. Pettit argues for a "republican" view of freedom
involving the idea of the state's guaranteeing (negative) freedom.
The discussion in this chapter provides a good, but perhaps too
concise, evaluation of the current state of the art. Pettit defends
an institution-centred view and tries to get rid of the involved
problem of "who guards the guardians" in terms of intangible hands -
norms which are obeyed more or less without costs. In this chapter
Pettit applies his holism in the form of holistic social values and
claims that atomists must adopt what might be termed value-holism
(values which cannot be solipsistically realized). It is not clear,
however, that an atomism in the sense of the negation of Pettit's
holism of Chapter 3 is committed to solipsistically realizable
values. This point should have been better argued for.
Chapter 6 abounds with arguments against developments within the
other two approaches. I would like to say, however, that while
criticisms of some details of other approaches are all right there is
the danger of premature criticism. For instance, Pettit strongly (but
correctly) criticises current economic bargaining models for failing
to do this and that. It should be kept in mind that research about
formal bargaining models is very recent and that therefore much
better models are likely to emerge. (Pettit could have emphasized
more that economic bargaining models basically concern rationality
rather than justice or other moral notions and that some principles
going beyond economic rationality will be needed.)
As said, the parts of the book are interconnected, Part III depending
on Part II, which builds on the ideas developed in Part. Perhaps the
most central key idea of the book is to view man as a thinking
intentional system, constitutively bound to a social community
(Pettit's holism!) via the rules followed in thinking.
III SOCIAL HOLISM
I will start my detailed critical comments by a brief discussion of
Pettit's social holism - a doctrine to be kept apart from what more
usually is meant by holism. Pettit defends "horizontal" holism - the
constitutive dependence of human thinking on social relationships.
What is more often called holism in the literature is a view about
the relationship between agents and their properties and
interrelations, on the one hand, and social macro-properties (social
"wholes" like groups, group-properties, and social structures). This
dispute Pettit calls the individualism-collectivism dispute. While
this section will be concerned with social holism in Pettit's sense
the rest of this paper is concerned with various aspects of the
individualism-collectivism dispute. Thus Section IV is concerned with
the nature of social regularities and laws in this respect, Section V
discusses the assumption of supervenience claimed to ontologically
connect the individualistic and collectivistic level. Section VI
finally discusses the micro-macro connections in question from the
point of view of explanation.
In medias res , Pettit's basic argument in defense of
holism is the following, where holism is characterized by the
conclusion of the argument (p. 181):
1. The interactive thesis. A human being can follow a rule only on
the basis of interpersonal or intertemporal interaction.
2. The commonability thesis. The rules followed by a human thinker
are commonable: they are rules that another can claim as a common
possession.
3. A negative claim. If a human being follows a rule on the basis
only of intertemporal interaction with herself, then that rule is not
commonable.
Conclusion. The rules followed by a human thinker are
not followed on the basis of such intraperson interaction alone; they
must be followed on a basis involving interaction with others.
What does commonability mean? Pettit says this: "So what is the
condition I envisage? Briefly, that one human being can knowledgeably
identify, as such, the rules followed by another and identify them as
rules that she can follow herself: in particular, that one human
being can knowledgeably identify the propositions and propositional
elements that another targets in her thought." He thus regards the
mind as scrutable. (The word 'can' above must be understood in a
liberal sense.) I shall here accept Pettit's Wittgensteinian
condition of commonability (but with a reservation). The thesis is
defensible on philosophical grounds in that it makes communication
possible in principle. However, it is clearly an idealized condition.
I think that no currently existing human language (or actual human
system of thought, if you prefer) fully satisfies it - and yet we
humans communicate rather well. Anyway, as Pettit convincingly argues
on pp. 182 ff., commonability is necessary at least for some rules
and, indeed, works as claimed, serving to make interpersonal
rule-following feasible.
As to Pettit's above argument, he discusses and defends it at length
in the book. I tend to regard its conclusion as right for some rules
of thought but I still consider it to be at least conceptually
possible that there be rules for which it does not hold (e.g. as a
"Friday-type", it seems that I might follow the rule for moving my
finger without there having to be interaction with others). My basic
doubts have to do with premiss 3 of the argument, if we take this
premiss to be a thesis true on conceptual grounds. Although Pettit
does not in this context put the matter so, his constitutive holism
understood as a view making thought constitutively dependent on
social matters (p. 114) seems to presuppose that this premiss is true
for conceptual (or at any rate, noncontingent and noncausal) reasons,
at least in the case of some rules. The point of Pettit's argument
under discussion is to proceed from the assumption of commonability
to the exclusion of the possibility of mere intrapersonal following
of rules (note: above 'intertemporal' must be read 'intertemporal and
intrapersonal'). As indicated, it seems that a person might be able
to follow a rule merely on the basis of intrapersonal interaction the
rule yet being commonable. It would then be a conceptual possibility
that a person invents a full-blown human language the rules of which
he follows on a merely intrapersonal (but still objective) basis
which yet is commonable. (The objective basis would include things in
the environment marked as referents of words, objective memory traces
in the brain, and so on. To the extent interpersonal elements are
needed they can be just imagined to exist by the person.)
If indeed premiss 3 cannot be regarded as a conceptual truth
(although I do not claim to really have shown this), what should we
do? The commonability thesis is not perhaps by itself enough for
Pettit's purposes. But if it can be assumed in addition that this
thesis presupposes - or can separately be argued to presuppose - the
existence of society, would not that be enough for Pettit's holism?
For then our thoughts would logically presuppose social relations and
be in part supervenient on them.
We can also approach the issue by arguing for the conclusion of the
above argument in a more direct fashion - considering the possibility
that only some rules need to be communable and indeed social in order
for a language to be regarded as social. Thus the claim here is that
at least some rules are such that they can only be followed on a
basis involving interaction with others (Pettit in fact accepts this
view on p. 182). This is a thesis which can be shown to be right on
the basis of an example. The following will do: You and I jointly
intend to play tennis with each other this afternoon. Having this
joint intention involves following a rule which in turn conceptually
and factually requires interaction between the two of us. If we
jointly intend to open the window we must both follow the rule
requiring us jointly to change the state of the world in which the
window is not open into one in which it is open, the following of
this rule presupposing that we correctly follow the rule specifying
the meaning (or at least truth conditions) of the sentence of "The
window is open".
How Pettit's holism relates to Wittgenstein's ideas about forms of
life and to the questions of the understanding other cultures (forms
of life) is a question which Pettit does not really discuss in the
book. It seems that further assumptions need to be made to guarantee
the possibility of understanding other cultures.
IV SOCIAL REGULARITIES
Pettit speaks of regularities in the following sense (p. 11): "When I
speak of regularities, I mean lawlike as distinct from accidental
regularities. I prefer to speak of regularities rather than laws,
because the focus is on presumptive patterns in nature, not on the
formulae in which such patterns are articulated by theories, and the
word 'regularity' is the more suitable for this purpose; the word
'law' is used both of natural patterns and of theoretical formulae."
Thus it seems that when Pettit speaks of "social-intentional" and
"social-structural" regularities he is committed to mean by them
something in part conceptual (if not linguistic), for he speaks of
the "presumptive" patterns (in the above quotation) and also of the
logical discontinuity of the social-structural regularities with
intentional regularities. Maybe he wants to think of regularities in
terms of possible worlds as some kind of functional connections
between properties (which are characterized as functions from
possible worlds to sets or - in the case of relations - Cartesian
products of sets in those possible worlds). Whatever the precise
ontic nature of regularities is - it is not so central for the
present purposes - it is appropriate here to consider some examples
of social-structural regularities: "Increased unemployment leads to a
rise in crime", "Companies maximize expected returns", and "States
decline in political influence as they fall behind in economic
capacity". This kind of regularities seem to me pretty idealized
(maybe they hold in some possible world but not in any current
society in our actual world). The reader might want to see more
refined candidates for social laws from contemporary social science.
In fairness to Pettit it should be said that his examples are good
enough for his arguments.
On p. 119 Pettit defines social regularities as regularities that
involve social properties, and on p. 123 he defines social-structural
regularities by reference to the feature that they are social
regularities logically and causally discontinuous with intentional
regularities. What is a social property? According to Pettit (p.
119), a property is social just in case "its realisation requires
that a number of individuals evince intentional responses: they
display certain attitudes or perform certain actions, at the same or
different times". Pettit admits that predicates like 'goes to sleep
at nightfall' accordingly express a social property when more than
one person is involved. However, even if this property has collective
exemplifications (and even if all of its exemplifications were
collective) I find it hard to see much if anything social in such
properties. On the other hand, Pettit regards 'is a judge' as
expressing a social property (which it surely intuitively is)
although it is clearly disqualified by the above criterion: 'is a
judge' can be satisfied by one person, no matter how institutional
the predicate is. Some sharpening of Pettit's criterion is
accordingly called for. However, this issue does not seem central for
Pettit's arguments concerning the nature of social-structural
regularities. In this connection Pettit speaks of regularities
connected with "office-holding", which are intuitively clear cases of
structural regularities. Such regularities connected to social
positions and offices can be regarded as paradigm cases of
social-structural regularities.
A social-structural law is causally and logically discontinuous with
intentional regularities. Let us consider logical discontinuity in
more detail: "We can imagine two worlds that are identical in regard
to the intentional regularities that obtain in each but which differ
in regard to such (viz., social-structural) regularities. We can
imagine a world that is exactly like ours in the intentional
regularities that obtain there but which does not conform to the
regularity linking unemployment with crime. Durkheim would not be
impressed at the suggestion but the difference might simply be that
in that world the weather is so good that the unemployed can spend
their time on the beaches." Pettit's account involves the idea that
the logical discontinuity (and lack of supervenience) is due to the
different "boundary conditions" holding in these worlds; but were the
same relevant boundary conditions to obtain in these worlds there
would be no discontinuity - indeed, supervenience would hold. This
account accordingly makes social-structural laws idealized - they
must be implicitly relativized to some boundary conditions to have a
chance of being true (they do not hold in all circumstances as a
literal reading would suggest). Thus we know that unemployment does
not increase criminality in all circumstances - but we also do not
presently know precisely under which circumstances it does (and I
even suspect that there is no way of specifying antecedent conditions
so as to make it a true law.)
In Chapter 4 Pettit engages in a long discussion concerning the
problem whether social-structural regularities "outflank" or
"override" intentional regularities. I find his arguments acceptable
on the whole, but there are still some peculiarities in this
discussion. First, Pettit is concerned mainly with - what I would
call - rules of thumb of the Durkheimian kind (e.g., that
unemployment leads to increase in criminality). All talk about
overriding and outflanking must obviously relate to a certain
methodological situation in social science, for the social world is
not inherently incoherent in the sense of admitting mutually
inconsistent but true accounts. Such methodological issues
accordingly do not directly concern what the social world is like
(but rather how it now seems to be like to various theorists).
There are two central issues that I would like to emphasize in this
connection (also Pettit considers them). The first is the issue of
individualism and collectivism (in Pettit's vertical sense). Pettit
discusses many features related to this problem, which basically have
to do with current methodological problems -with current theories or
regularities and the problems between their explanatory and other
relationships concerning methodological betterness. I would say - and
this is not a criticism of Pettit's basic view - that the main
problems related to vertical collectivism are the following:
Individualistically thinking theorists cannot make sense of talk
about highly supraindividual entities and regard them as murky and
spooky. This is often connected to such facts as that claims
involving such talk are or seem to be untestable or at least have not
been properly tested, the degree of empirical support for social laws
accordingly being regarded by them as low.
The other central issue that I would like to emphasize - and this
relates both to the vertical and horizontal
individualism-collectivism holism debate - is the
factual problem of how much the social context restricts
an individual's thoughts and actions. What thus is needed is
information - facts as well as true generalizations and theories -
concerning how intentional agents' autonomy ("autarchy") possibly is
diminished in social context. Not only macro-social (macro-economic,
etc.) information is relevant here but also social-psychological
information (e.g.,issues related to conformity and social influence).
The more usual approach in philosophy of social science to the
vertical individualism-collectivism problem is via putatively true or
best-explaining collectivistic (or holist, in the standard jargon)
social theories versus true "individualistic" (or
"interrelationistic" or at any rate non-collectivistic) theories.
When put in this way (cf. Tuomela, 1991, 1994), the debate is not
about current methodological problems but concerns issues which are
philosophical in a deeper sense.
It is accepted (or should be accepted) by all parties by now that
social context affects individuals' behavior: an individual often
behaves differently in the presence of other people or when under the
influence of social factors than when alone or when not so
influenced. What specific kinds of group effects (and what kinds of
resulting "composition laws") are involved is a question to be solved
by social science on a posteriori grounds. Of course, whether we are
highly autonomous or not is of clear philosophical interest, but it
is mainly a factual scientific problem to answer that question.
Accordingly, in the case of such problems as holism, reciprocity,
revisability, dispensability, inevitability - discussed at length in
the book - there accordingly is an important factual element. Holism
in Pettit's "horizontal" sense of thoughts with logically inbuilt
interaction is a philosophical issue, but various further questions
of the nature of interactiveness are factual. Reciprocity concerns
reciprocal causal relationship between social entities and
individuals. This does depend somewhat on how the issue is
conceptualized: e.g., groups as interacting individuals may have a
causal effect on their members and other individuals - and vice versa
- but there is not much here which is philosophically problematic:
causation takes place basically at the individual level. But if
groups are treated as ontic wholes with individuals as their parts
then surely problems with causation arise. The revisability thesis
says that structural regularities identified in social science or
even in folk sociology challenge intentional psychology in the sense
of pointing us towards unsuspected disturbing factors. But all
parties can accept this, as Pettit emphasizes. The thesis about the
dispensability of individual contributions to social life says that
no individual makes indispensable contributions to social events:
others would have acted instead if a certain individual would have
failed. This is a factual problem - the evidence points against it
(taken as a general thesis). But its truth is acceptable to all
parties. The indispensability thesis that various features of social
life limit the opportunities available to individual agents - they
are structural constraints on feasible options - in such a way that
it is inevitable that agents will act so as to sustain certain social
constancies. I agree with Pettit that it is generally unsound - the
issue is factual rather than philosophical.
V SUPERVENIENCE
Supervenience was concisely characterized in Section II. Consider now
the following general thesis by Pettit (p. 148): "I hold that all
non-physical regularities are supervenient on the actual physical
regularities and other actual physical conditions. The claim is that
we cannot imagine keeping the world unchanged in regard to relevant
physical features, while altering the patterns that operate at
chemical, biological, psychological, or structural levels. Fix those
physical regularities and conditions and the other regularities will
be fixed too." Those other actual physical conditions include certain
boundary conditions (e.g., that certain physical constants have
certain values). But this seems not to be enough - unless boundary
conditions are understood in an extremely broad sense. We need to put
in the supervenience basis also information about - what have been
called - "composition laws". For example, in classical mechanics the
three-body problem - as compared with the two-body problem -
represents such a composition problem. In the case of biology
physical and chemical laws by themselves do not generate life -
special composition laws are needed to show under what circumstances
living cells are generated (and we accordingly get in the
supervenience base a chemically described basis for living cells).
Analogously for the social case: a person acting alone in many cases
behaves quite differently than when others (or so-and-so many others,
either friends or strangers or superordinates, etc.) are present -
sometimes he is more active and productive and sometimes less active
(much research on this has been conducted in social psychology). A
composition principle says how in a given situation change of this
kind of social context affects attitudes and actions. Accordingly, I
would like to suggest that supervenience should be formulated not as
Pettit does but rather as follows: Given a level-structure of reality
(be it, e.g., social, psychological, neural, biological, chemical,
macro-physical, micro-physical), supervenience should always be
claimed to hold only relative to the next lower level and also
relative to what the composition principles have produced. Thus
biological entities and properties would be taken to supervene on
what the chemical level has produced, so to speak, relative to the
chemical composition principles. Similarly macro-social entities and
properties are taken to supervene on social psychological entities,
properties and relations, viz. on what psychological laws in
conjunction with social psychological principles have produced. Thus
the social level would not supervene on merely the single-agent level
and laws of intentional psychology (see my argument below).
My present suggestion also entails that it becomes problematic to
defend the claim that, e.g., the social level supervenes on the
physical level (and that, in general, supervenience is transitive).
To vindicate this kind of supervenience we must take the entities and
properties involved in the base to be those produced by the operation
of the composition principles. However, were we to understand
supervenience in a weak sense saying that there is no difference at
the supervenient level without a difference at the base level, then
the weaker view that might be suggested by Pettit's text would be
right. But if the base level is assumed also to determine the objects
and properties at the supervenient level - as he does assume, recall
Section II - then we need to proceed in something like the above
fashion.
However, although Pettit does not properly discuss the aforementioned
issues related to composition laws I think his position after all can
be regarded as compatible with what I have just been saying. He does
speak of "boundary conditions" of laws and this suggests that what I
have been arguing for above is consistent with his position. Given
that, my criticism boils down to saying that a more explicit
discussion of these issues would have been in place.
I shall now give my argument for the central role of the
jointness-notions and we-concepts in social science. Pettit sees no
central role for them, as he does not discuss them at all in his
book. I could produce several different arguments, but here I will
only give one argument, with the feature that Pettit seems committed
to accepting it. Let us first assume (as will be seen,
counterfactually) with Pettit that the social level is supervenient
merely on the psychological level, consisting of intentional agents,
their features, and the regularities of intentional psychology (cf.
Pettit, p. 11, 148-153). Pettit says that structural social
regularities supervene on intentional regularities, given certain
boundary conditions (about which he says very little: are they or can
they be social-structural?). Consider the idealised example -
mentioned by Pettit - that companies maximize expected returns. For
convenience, we here discuss the following simple reformulation of
it: For all x and y, if x is a company and y is a "business
situation", then as a matter of factual necessity x acts so as to
maximize its expected returns. We start by noticing that a company
can only act if some of its office-holders act. It can have a
many-layered decision structure. But let us here concentrate on the
simplest case in which there is some kind of board of decision makers
who jointly make decisions for the company, to be carried out by the
rest of the personnel. Those decisions in central cases concern
issues that relate to the company's maximization of its expected
returns. If the regularity envisaged is true, such decisions, when
carried out, will indeed bring about the maximization of expected
returns. What this entails is that the joint (and other) actions of
some or all members of the social collective (viz. company) in
question is both necessary and sufficient for bringing about the
company's action. It is important that all this activity takes place
in the right institutional context or "boundary conditions". But in
any case, given those boundary conditions, the company's action is
supervenient on its (relevant) members' joint actions and joint
intentions, intentional joint action obviously being based on the
latter. Suppose now that there had been no relevant joint plan-making
and joint action (or other "we-involving" actions and attitudes).
Then we might get group action but we do not yet get
intentional group action (intentional action by the
group "as a whole"). The source of the intentionality of the group's
action lies in the members' joint intentions. Our present argument
thus indicates that intentional group phenomena can be supervenient
on members' actions (and relevant psychological states) only if the
latter include relevant joint actions and joint intentions,
expressible by a conatively used sentence "We will do ...". (For a
more precise argument see Tuomela, 1989, and 1994.) The upshot here
is that although Pettit's theory does not explicitly discuss
"jointness-notions" he needs them for his programme and should indeed
have given them a prominent place.
VI INDIVIDUALISM AND EXPLANATION
Let us now consider matters of explanation, especially
social-structural explanation. Pettit's (and Jackson's) "program"
model of explanation, assumed in the book, can be summarized as
follows (p. 37):
A higher-order property programs for ("is causally relevant to) a
certain result - say, the occurrence of an event E - just in case
three conditions are fulfilled.
1. Any instantiation of the higher-order property non-causally
involves the instantiation of certain properties - maybe these, maybe
those - at a lower order.
2. The lower-order properties associated with instantiations of the
higher-order, or at least most of them, are such as generally to
produce an E-type event in the given circumstances.
3. The lower-order properties associated with the actual
instantiation of the higher-order property do in fact produce E.
To illustrate the model, consider the physical example of a flask
breaking when heated. "The molecular explanation of why the closed
flask breaks directs us to a specific process involving a specific
molecule and helps us to contrast what actually happens with other
ways the flask might have broken. The explanation that mentions the
boiling of the water contained in the flask abstracts from that
detail and directs us to constancies that bind the actual world to
more and more other possible worlds; it reveals that in practically
all worlds where the water boils, however they differ at the more
specific level, the flask cracks." (p. 256)
What happens in the social case? Pettit reconciliates
social-structural and intentional explanation by means of the
assumption of local causality: a higher-level factor is always
causally relevant in virtue of the relevance of a lower-level factor
(causing a same-level event), and in this sense a causally remote
factor is always relevant in virtue of the relevance of a more
proximate factor. (Note that the assumption of supervenience actually
does the same job.) Thus the obtaining or occurring of a higher order
factor would have to be reflected at the lower level. However, Pettit
argues that we should not go down all the way. Thus, given the right
boundary conditions, we should explain the rise in criminality by
means of rise in unemployment. We should not explain it in terms of
changes in certain bunches of hadrons and leptons. Why not? Pettit's
answer is that our higher-level explanans is more informative than a
lower-level explanans. It gives relevant comparative and
- in view of the assumption of local causality - it also gives
contrastive information (viz. the local cause that
actually serves to make the difference). Comparative information is
information which directs us to features that belong in common to the
actual world and to more and more other possible worlds (p. 256).
What is new in this program model as compared with previous accounts
and, especially, with the covering law idea of singular explanation?
It is mainly the idea that there is a hierarchy or level-structure of
properties involved in all cases of explanation. I am not sure we
always need to take into account such a hierarchy - Pettit might
accept that the explanatory property be at the same level as E
(think, for instance, of the movement of a person's hand causing a
knob to turn) and that there thus would be a standard, intra-level
covering law. In general, the explanatory property need only be
causally relevant to the event E: there need not be a strict (or even
less strict) causal law - a covering law - involved. Thus in the case
of the regularity connecting unemployment with criminality there is
no inter-level causal law connecting unemployment with agents'
thefts, not even when the climate is like that in Finland (recall
Section IV). Thus - or so it seems at least - what we usually call
causally relevant circumstances or initial conditions can qualify as
explanatory factors in this model. But at least sometimes there is a
causal law involved: for instance, in the case of psychology a
certain want-belief constellation (say C) can be regarded as causally
connected to action (say E) - although in virtue of a lower-level
neural state. (This would presumably be a law at the psychological
level - macro-level in this context - rather than at the
physiological level, for it is brain-states as instantiating C that
cause movements as instantiating E in the present account.)
When there is a causal law in the above sense the comparative
information in question just concerns the type-type regularity
connecting C and E; in other cases C might just be some kind of
causally relevant circumstance. The point I want to make concerning
the case of singular explanation is that comparative information in
Pettit's sense is the information that type-type connections contain,
while contrastive information concerns singular events and
processses. Accordingly, we are here basically discussing singular
explanation as contrasted with the explanation of regularities.
However, a higher-order factor C might be explanatorily relevant to a
lower level regularity connecting a factor C* and E, where C* is a
property (such as the relevant neural state-type) corresponding to,
and being involved because of, C (in part due to supervenience).
However, mainly because of the problem of multiple realizability,
there need not always be such a property C* although there are
singular lower-level instantiations of C.
According to Pettit, explaining a singular event is providing causal
information about its history or giving information on causally
relevant properties (p. 255); and - as clause 3 of the definition of
the program model makes clear - the causally relevant properties must
also be operative, not only relevant at the type-level. But it seems
that this account, in conjunction with the principle of local
causality, would still drive one down to the micro-physical level,
for that would always give the finest-grain information available.
Pettit now argues that we should take into account the comparative
information available in the situation. However, this not
unproblematic, for it would often mean that we have to stay at the
level of the higher-order programming factor C - at least for
comparative information. This is because the program model and the
assumption of supervenience do not entail that there is lower-level
comparative information (such as C* above). On the other hand, for
contrastive information we would at the same time have to go to a
lower level. Pettit might say that this is what we may have to be
satisfied with as far as philosophical assumptions go. But if science
discovers lower-level type-type correlations (e.g. to the kind
connecting C* and E lawfully), then so much the better. But what
comparative information should we then use, having several
possibilities?
I would like to recommend that Pettit's and Jackson's program model
of explanation be systematically enriched by pragmatic, indeed
question-theoretic, ideas. Thus we should make assumptions concerning
what the explainee's interests are (or what his explanatory questions
are) and what kind of explanatory answers he can understand (cf.
Tuomela, 1980). This would help to say what the relevant and adequate
pieces of information are in each context. Let me note that also
Pettit suggests the need for pragmatic constraints on pp. 232-33.
Let me emphasize that in the social-structural case there are also
grave problems concerning whether there on the whole are and can be
true (viz. actual and not merely potential) structural explanations.
As noted above, individualists tend to think that at least currently
there seem to be no credible macro-social laws, viz. laws close
enough to truth (so that one might have some nomological grounds for
making predictions). In this sense, macro-social information is
regarded by many - and not without reason - generally as second grade
and the search for such social macro-laws as a waste of time and
resources. This credibility problem together with a "fear" of spooky
social wholes is what leads individualists rather to ask explanatory
questions concerning a lower level - such as the jointness level
advocated in Tuomela (1991, 1994).
Pettit discusses the "overriding" and the "outflanking" theses in
connection with his account of explanation and supervenience (recall
Section IV). The overriding thesis argues that structural
regularities have a greater power than intentional regularities; the
opponent denies it. The outflanking thesis says that the
social-structural regularities outflank intentional in the sense of
having been selected for in a survival-based way. With his assumption
of supervenience (and the involved "causal fundamentalism") Pettit
can claim that there can ultimately be no problem about "overriding"
and "outflanking" explanations related to the vertical individualism
dispute, because there cannot ultimately be a conflict. Given the
principle of causal locality, individualism will win - at least as
far as contrastive explanation goes. Because of his assumption of
supervenience (entailing harmony between the various ontic levels in
the world) and - or so I suppose - his emphasis on the role of
comparative information he can adopt the position of "explanatory
ecumenism" allowing all flowers (and hence macro-, micro-, and
meso-explanations) to flourish.
VII CONCLUSION
My critical examination of Pettit's book - especially the parts of it
concerned with the "common mind" - have produced some - relatively
minor - internal criticisms. The most central of them are as follows:
a) Pettit's argument for holism may require weakening and, as he
himself notices, it attempts to prove more than the position really
needs; b) the thesis of level-supervenience does not explicitly
consider the problem of accounting for the operation of "composition"
laws (however, this is mainly a question of leaving out of his
explicit treatment something that would have deserved a detailied
discussion); c) there is the problem of exposition that the various
problems related to whether social or psychological explanations
somehow conflict could have been presented from the beginning so that
they are seen to be less like in-principle problems than the present
discussion indicates; d) Pettit's ecumenical view of social
structural explanation faces some problems - at least in case
macro-social notions turn out not to be nomological, no true
structural laws couched in their terms being capable of existing.
My main criticism against the book is external: the important
"jointness-level" is missing. Surprisingly enough, the main
discussion is conducted as a debate between the level of individual
psychology and the social-structural level. But there are many
reasons for emphasizing the importance of social-psychological
notions, especially "jointness" and "we-ness". I presented a direct
argument for showing that these notions are needed if Pettit's
supervenience-view of the connection between the psychological and
the structural level is to work. According to my thesis at least
intentional group-level (or structural level) problems require
jointness-notions for supervenience to hold. This critical notice is
not the right place to discuss various other arguments there are for
the central role of jointness-notions. However, it is consistent with
what Pettit says that his psychological level contains
jointness-phenomena, although he is silent on them. Thus he can
consistently allow them in his supervenience basis for social
phenomena and structures, and he can even consistently regard them as
central in a finer account of the supervenience of the social on
individualistic or - better - "interrelationistic" elements.
Even if a treatment and emphasis of the jointness- and we-ness-level
- was regrettably found to be missing in Pettit's book that mainly
affects the overall architecture of the book and the choice of
problems regarded as important. What Pettit actually says and argues
for in the book makes it an important and timely contribution to the
philosophy of social science.
REFERENCES
Hargreaves Heap, S., Hollis, M., Lyons, B., Sugden, R., and Weale,
A., 1992, The Theory of Choice: A Critical Guide ,
Blackwell, Oxford
Pettit, P., 1993, The Common Mind: An Essay on Psychology,
Society, and Politics , Oxford UP, New York and Oxford
Tuomela, R., 1980, 'Explaining Explaining', Erkenntnis
15 , 211 - 243.
Tuomela, R., 1989, 'Actions by Collectives,' Philosophical
Perspectives 3, Philosophy of Mind and Action Theory ,
471-496
Tuomela, R., 1991, 'On Radical Conceptual Revolutions in Social
Science,' Journal for General Philosophy of Science 22 ,
303-320Tuomela, R., 1994, The Importance of Us: A Philosophical
Study of Basic Social Notions , Stanford UP, Stanford
(forthcoming)