This is a preliminary version. If quoted, this should be
indicated.
J P Roos
Inequality and
old demons of sociology
ESA Student Workshop Torun 7-8
september 2005
Introduction
Sociology belongs to those semi-scientific disciplines in which old truths long forgotten as falsehoods can be discovered anew, many times. It gives one a pleasant sense of déjà vu when reading the classics: all these arguments have either been used or refuted many times since. Our knowledge is not cumulative, except in the simple sense that in empirical research, data collected and analyzed stays as data collected and analyzed. So, data collected about inequality in the 1950’s can be, hopefully compared with data collected in 2000. In this presentation I shall discuss continuities and breaks in inequality and revive in the process some old demons (or not so old, most of them date from the 70’s and even later).
One old sociological approach which has been much
reviled during most of the twentieth century is that of social Darwinism, ie. the
idea of the competition for survival in which the strongest win is also the
best solution from a social point of view. It is also true that
Regardless of whether the ASA research committee on
Evolution and sociology will become permanent, and whether such a research
network will be established in the ESA, I do believe that
Here, I propose to propound to you some Darwinistic heresies and hopefully clear some of the most common mistakes which still are very common: that of accusing evolutionary theory of being crude determinism, functionalism, positivism, reductionism. I must also say that reading Darwin, is an excellent antidote for thinking that the present day sociology is better and more interesting than classical writings (The Descent of man or The development of emotions, especially)
Let me just make a “political” declaration before I
enter these troubled waters. I come from a Nordic country, which is arguably
one of the most equal in the world. It has a highly developed social welfare
system which guarantees for most citizens a protection against such risks as
unemployment, illness, and strives at eliminating the vestiges of the
patriarchal family system which still can be observed all around
I believe this declaration is necessary before I go
deeper into my controversial subject. At least you can be certain that I am not
interested in Darwinism to defend the market liberal trends of the European
Union or the explosive development on inequalities in
One reason why
Darwinism is relevant in my view is precisely that in a society, where social
inequalities are minimized, in a society there are few socially determined
causes for inequality, the remaining inequalities are based on individual
characteristic, which are either based on parental influence and education, or
inherited personal qualities.
I shall discuss this point later.
And maybe I am just being too cautious. Evolutionary
theory has lately made many inroads in sociology so that quite many of people
are separately and in different disciplines started to become interested. Just
in the most recent issue of London Review of Books (
Risk of
non-relevance
I should like to mention one early example of this kind
of lost of relevance. I have been reading the debates (or lack of debate)
between Westermarck and Durkheim concerning incest. Westermarck and Durkheim
were contemporaries and competitors. As you know, Westermarck became professor
of sociology in
Durkheim, on the other hand was the representative of more autonomous theoretical sociology who did engage in empirical research but which was still theoretically directed and conceptual. Consequently, he did not think much of Westermarck, usually referring to him in footnotes. But one reason was certainly the typically French way of leaving direct competitors unmentioned (this continues even today). There is one exception: the long critique by Durkheim of Westermarcks book on Origins of Human Marriage, where Durkheim tries to demolish the thesis that human marriage has existed as long as humans (see Durkheim 1895) A good example is the long Durkheim article on incest in the first issue of Journal sociologique (Durkheims own proprietary journal). There Durkheim claims to present the origin of the incest taboo, which is the law of exogamy. As to the origin of exogamy he has no explanation, it is just universal. The problem, for Durkheim, is to explain how such an totally superstitious and irrational prejudice can explain a fundamental aspect of contemporary morality (p. 88). There is one footnote in which he says that for the sake of completeness, Westermarck must also be mentioned. (p 72), although his idea is completely impossible. As it happens, it is now very clear that the whole of Durkheims article on incest I just one futile speculative attempt to “theorize” about incest, whereas Westermarck could, with his “speculative approach” achieve results which are now considered as most certainly proved and which has been called the Westermarck-effect. I.e. that the universal refusal of incest is not the result of a social construction of a norm but of an evolutionary adaptation which does not only concern humans. And the mechanism is very simple: evolutionary rules are based on “algorithms” where the choice is made semi-automatically and based on only observation or experience. The rule is: do not have sexual relations with somebody with whom you have grown together since very young. There is now much empirical research which supports Westermarck. Again, only people, who refuse to read the relevant texts, can claim otherwise. It might also be mentioned that Freud did engage in a debate with Westermarck, and presented most of the counterarguments still being used. For instance the most “sociological” of them: that it would not be necessary to have strict laws against incest if it would be a biological adaptation. But as Westermarck said, in the end of the debate: He would be more convinced if Freud had some empirical basis for his arguments. Especially, as we know that the foundational myth of the Oidipus complex is a complete invention
It is good to remember that when
Intelligenge and the Taboo of inequality
Next, I shall discuss intelligence and inequality. There is so much concrete research about intelligence and its distribution that I don’t know of any specific sociological field which would be so well researched (possibly poverty? ) . There is certainly no consensus about the fundamental questions, as for instance a recent debate concerning a review of race and intelligence shows, but it seems to me that at least the claims made by Arthur Jensen in 1969, namely that
a) IQ tests measure socially relevant general ability
b) Individual differences in IQ have a high heritability (i.e. that proportion of the observed variation in a particular phenotype, that can be attributed to the contribution of genotype (inheritance). ) (the present estimate is about 60 to 70%)
c) Because social mobility is linked to ability, especially in otherwise equal and meritocratic societies, social class differences in IQ have an appreciable genetic component
have been more or less confirmed. In other words, what I like about IQ or g, is that it is not a social construction. As somebody has said: you can hide it, you can deny it, but it doesn’t go away.
( see Charles
Murray 2005 The Inequality Taboo Commentary September 2005, http://www.commentarymagazine.com/production/files/murray0905.html). Charles Murray is the Bell Curve guy, extremely reviled by the
“right-thinking” sociologists. I don’t like his politics, either, but I think
he knows his numbers and what he is talking about when he writes about
intelligence. And the article I am referring to is extremely fascinating and
convincing.
But as said, there is a continuing debate. It has become
more civilized, so that those who do such research are not any more treated as
completely outside the scientific community. They get their articles published.
Thus, in the debate concerning recent very controversial article by Rushton and Jensen, it seems for me that Rushton and Jensen come out as much more convincing (see http://www.udel.edu/educ/gottfredson/30years/).
I’d prefer that you
check this yourselves, reading through the debate. I’ve read SO much criticisms which on closer reading are completely wrong,
present false or even purposefully misleading claims or where the author never
checked the originals. False claims reappear all the time and gullible people
spread them. Read the originals! Don’t believe any claims without checking the
sources! This goes especially for Rushton, who is
perhaps the most reviled living psychologist in the world. It is clear that it
is easy to suspect somebody who has compared the length of penises or the size
of skulls of different races and whose articles can be found in the web pages
of the American Nazi Party (without his permission, hopefully) and who is
routinely himself accused of racism and worse, at least by association (see www.ferris.edu/ISAR/archives/mehler/foundation.htm).
I am myself of two minds about him. The article
referred to above is in my view a serious piece of writing. Rushton
knows what he is writing about, contrary to most of his critics who take the
easy way out using the technique of guilt by association. But of course
measuring brain size is not an innocent choice. But you cannot say that it
shouldn’t be done.
The arguments of
the opposition are in my view very problematic. They are of two types: general
intelligence does not exist, it is irrelevant, it cannot be measured, and on
the other hand, maybe there is some truth in the arguments but as this truth
can be harmful, it should not be discussed. These can
be even combined. The horrified reactions on the claims of differing
intelligence of different populations or sexes are to me quite out of place:
they are essentially empirical questions which can be resolved by careful
research and elimination of all possible sources of error. The burden of
evidence is on those showing the differences are non-existent and that they are
not genetic, but environmental. The attempts to do this so far seem to have been
mostly refuted see Murray 2005 for further references). The Flynn effect is a
case in point. Flynn effect refers to the fact that IQ shows a small but
permanent increase all over the world and especially where it is being measured
all the time. So, the argument goes, if IQ increases like this, the problems
with possible differences of ethnic groups can also go away. The problem is, it seems that the Flynn effect is variable according to
the type of the test, and the differences between groups do not seem to go
away. By the way, a funny example of the type of criticism
Of course, I am not using this example just for the fun of annoying you. Iintelligence is important because it is so clearly connected with inequality. If we agree that general intelligence means that you can quickly resolve a previously unknown problem and get the best results of a difficult situation, it means that you are endowed with a quality which in most cases should give you a better end result in any situation as compared to your less intelligent fellows. We know that the basic argument in defense of the inequality of incomes or ownership is that the person with higher incomes has deserved them by doing something better, by using opportunities open to all, but in a more efficient way. He has thus deserved them. He does not have to be intelligent, but it helps. The success stories usually include at least as one element an innovative, creative idea emanating from the person, but also lot of work in needed, too. And there is quite a lot of research which shows intelligence is especially important in situations where the normal socio-economic determinants are inoperative; that is intelligence becomes important when everybody really starts from the same position.
Now, let me recapitulate the evolutionary theory of intelligence very quickly (one version, there are several, see Pinker 1997, Miller 2000, and all the brain and consciousness research). Of course this is partly speculation, but not totally unfounded. We know that at some period in the hominid development, the human brain evolved very rapidly, and reached its present size and structure about 100 000 years ago. We know that this development could not be connected with the use of tools, which did not change at all during the first million years of living with a human brain, and for the use of which a much smaller brain would be quite sufficient (even now!) One of the current assumptions is that the development of the brain was related to human interaction, and most specifically sexual selection. I.e. we needed our brain to be social: talk, sing, play, seduce, understand others and evaluate their sincerity.
For both genders it is extremely important to be very discerning and to be able to assess reliably different qualities, such as intelligence, honesty, conscientiousness etc. I.e. we are interested in even very fine individual differences, but we must assess them from what we see, from outward cues. Intelligence is very useful in both producing these cues and evaluating them. This is called sexual selection, which in Darwinian terms means that people (and animals) select their partners on the basis of different graded criteria which are different for the two sexes. One of the fundamental reasons for this is the so called parental investment: the more one has to invest one’s resources in the offspring (time, care, money etc) the more careful one is about with whom one makes babies (and animals seem to be aware of the fact that having sex with somebody leads to babies). With animals, this often means that the males are those who are chosen and the females are the choosers. Males don’t have any choice at all. And conversely they take as many females as they get. Anything goes. In previous times this meant that some males had lots of partners and many males had none. Nowadays we have serial monogamy, with men having usually more partners. In humans, and especially when even the males use a lot of resources to take care of the offspring, the situation is much more even. And in some cases the relationship is already inversed. This means that both men and women had to develop their intelligence to the utmost (Miller 2000).
But one other problematic thing should be mentioned. Normally, if there is an adaptation which is useful for everybody (even necessary for survival) there is pressure for it to become universal and centered to some optimal value. Many of our abilities, such as learning a language, are relatively fixed. Everybody learns a language and is able to learn several at a certain age. There is very little variation in this ability. Why then is it so that intelligence has such an enormous and regular variation? And why does IQ increase although the theory of evolution predicts the opposite (see Hamilton 2000, for very strange explanations). There is an enormous discussion of this. For example: is q modular or a general trait (Kanazawa 2004)? If it is modular it follows that it cannot be very useful in sexual selection, if it is general, it affects everything.
Of course intelligence is not the only factor to affect
your ability to survive or manage. Here in this hall most of us are supposed to
be highly intelligent persons who have been selected many times over: school,
university, appointments, research proposals. Universities
value intelligence in principle over anything else (actually, in research, too,
diligence and ability to work seem to be quite useful, so that an intelligent
but lazy researcher has no chance). Yet we are not rich or do not have any
privileges, i.e. our intelligence has not produced much social (hoped for) inequality.
But in many cases it does. There is an interesting relationship which illustrates
this. This comes from a study on the social inequalities in
Here I should only like to point out the interesting paradox that simultaneously as we academic sociologists abhor measures of intelligence over anything else, we, in our practical lives seem to appreciate it very much. We all recognize immediately an intelligent individual from a less intelligent one. And we are very careful not to select as a professor somebody we think is very stupid.
(The committees for selecting Finnish university professors follow a highly formalized exercise, with the members of the committee going through the publications of the applicants, looking at their research record etc and evaluating the applicants on this basis. Once we selected unanimously a fellow, who is highly obnoxious, whose personality is such that I would like to avoid the person at any cost and in every circumstance, but who is so intelligent and active in research that there is no way he could be bypassed.)
Yet, in many other situations, we would be very careful not to use such arguments openly but still think that we definitely would prefer a more intelligent person to a less intelligent person. Intelligence is a very valued quality in an individual.
So what is so terrible about intelligence? The answer is simple: intelligence is something clearly – at least 50%, maybe even 80 % - innate, genetically inherited. It should not influence how we value other people – after all, there are also artistic, social and other qualities - but in the current information society it often does so. And as I said, it is not socially constructed. It doesn’t go away if we refuse to discuss it. And it doesn’t go away if we refuse to accept the studies which show this, by inventing all kinds of counterarguments. Q just is there, and affects causally a lot of things (see Murray 2005, 12).
The most recent apparent paradox in this debate is
something touching my own national pride:
Country
Finland 2183 109 97
Korea 2164 108 106
Hongkong 2147 107 107
Japan 2127 105
Netherlands 2095 102
Belgium 2070 104 100
Ireland 2021 101 93
Germany 2009 102
Iceland 2007 98
US 1946 98
Greece 1847 92 92
(Source:
Pertti Töttö 2005, Lynn-Vanhanen 2002)
But the most interesting thing here is that
I think this is something sociologists should think very seriously about. Why is it so difficult to accept social givens, which we cannot always change at will? I e why do many of us prefer social constructionism to simple “naïve” realism? Why is it more difficult to think that we should try to create situations in which these social givens are least harmful, if we cannot change them? I.e., it if is true that the heritability of intelligence is somewhere between 60 and 70 per cent and that we cannot change a person’s IQ very much even with the best of schools, shouldn’t we rather do our best so soften the impact of this, make it sure that even the most stupid are guaranteed such education that they do OK in a modern society? That they are really given the means to manage with computers, internet etc. It is not so that only the extremely intelligent can survive in globalized society, but it is so that there is an ever increasing minimum level of educational competences one needs to be able to function. In fact, it is true that the extremely intelligent may have some difficulties of functioning, too. There are studies of the highly intelligent, who have all kinds of problems (Vanttaja 2002)
As to the individual differences, they are clearly acknowledged by all of us. We know they exist. The debate is about how much they can be influenced by upbringing and social background. And how important they actually are (i.e. the question of general intelligence vs. specific abilities which are independent of each other). I think this debate is already pretty much closed, except by those who have not followed it, and thus tend to repeat all arguments already debunked by research (for instance the cultural bias of intelligence tests, the non-existence of general intelligence, the permanent effects of upbringing or early schooling). IQ is important and especially the so-called g factor is very difficult to change – or made to disappear (Murray 2005, p. fn 65)
Most of us here in this workshop are considered more intelligent than their compatriots: we have selected you very carefully! So why is it “better” to say “this is because I had such a nice family and I worked so hard in school?” than to say that “I must have inherited strong cognitive capacities?” But of course hard work and nice parents have had something to do with the fact that you have been able to use fully your cognitive capacities.
An even bigger problem concerns group differences. If it is true that certain nations and even ethnic groups show persistent differences in intelligence so that their averages are clearly different. Note that intelligence is normally distributed so that standard deviations give a good picture of the significance of difference but that there are always, in all groups, people who are highly intelligent or highly unintelligent. Their numbers are just different. If this is true, we should not try to deny it, but to try to discuss the possible consequences.
Again, I think that the best approach is to try to mitigate the harmful consequences of low average levels of intelligence. That is, a strategy of equality from below. The approach typically preferred by sociologists, is to ignore the differences or refuse to accept the research results. Not discuss them (again, see Murray, footnote 76, who points to many harmful consequences of this, especially in the European context, where these taboos are much stronger, because for us equality is an important value, whereas in the USA it is not)
This does not help us very far. The scientific danger, in the sociological strategy of refusing unpleasant results, not wanting to discuss them is that one gets defined out of the research field. Of course an even more important consequence is that what we do may be completely wrong, based on an illusion. It is already happening in family research that sociology with its theories of a totally malleable family is simply being ignored and the advances take place in other disciplines better geared to accept the most advanced research in the field (I am speaking of the results of Hamilton, Williams and Trivers concerning kin and sexual selection which have highly important consequences for family research as well as sex research). Sociology ignores them at its own peril. Just as Durkheim ignored Westermarck and missed the only relevant theory concerning incest.
Charles Murray, once more:
Thus my modest recommendation, requiring no change in
laws or regulations, just a little more gumption. Let us start talking about
group differences openly—all sorts of group differences, from the visuospatial skills of men and women to the vivaciousness
of Italians and Scots. Let us talk about the nature of the manly versus the
womanly virtues. About differences between Russians and Chinese that might
affect their adoption of capitalism. About differences between Arabs and
Europeans that might affect the assimilation of Arab immigrants into European
democracies. About differences between the poor and non-poor that could inform
policy for reducing poverty.
Even to begin listing the topics that could be
enriched by an inquiry into the nature of group differences is to reveal how
stifled today’s conversation is. Besides liberating that conversation, an open
and undefensive discussion would puncture the
irrational fear of the male-female and black-white differences I have surveyed
here. We would be free to talk about other sexual and racial differences as
well, many of which favor women and blacks, and none of which is large enough
to frighten anyone who looks at them dispassionately.
Talking about group differences does not require any
of us to change our politics. For every implication that the Right might seize
upon (affirmative-action quotas are ill-conceived), another gives fodder to the
Left (innate group differences help rationalize compensatory redistribution by
the state). But if we do not need to
change our politics, talking about group differences obligates all of us to
renew our commitment to the ideal of equality. Steven Pinker put that ideal in
today’s language in The Blank Slate,
writing that “Equality is not the empirical claim that all groups of humans are
interchangeable; it is the moral principle that individuals should not be
judged or constrained by the average properties of their group.”
(Murray 2005)
I must say that, completely regardless of the politics
of
Another important point that
In the text I ignore
Immigration poses problems for European countries that
are qualitatively different from those faced by the
What about all the theories of inequality? In my view, we should require as much of any theory purporting to explain inequality in the world. I.e. that it makes claims that we can compare to those made by other theories. It need not explain everything, but it needs to be coherent. I believe that the evolutionary theory concerning development and existence of inequalities is such a theory. It is based on the heritability of certain qualities, of the relative advantages of certain behaviors, of universal human qualities. There is a human nature, but then there are also important differences.
And on the fact that all these qualities increase in importance as the society becomes more equal. So, if we strive – as most of us probably do – for a society with maximum equality in opportunities, access and with strong support for socially and otherwise challenged social groups, the outcome is that in the resulting society, differences will be highly attributable to inherited dispositions. On the contrary, a feudal society or a polarized class society with less social mobility has much less playroom for inherited personal characteristics.
And also, as a result of this continuous evaluation, the
differences between individuals tend to grow, i.e. social interaction tends to
produce more inequality unless checked by opposite tendencies. This is because there is a pressure for
runaway development when both parties try to react to the requirements of the
other party. And note that we seek in our partners, permanent, unchanging, authentic,
i.e. genetic qualities, not representations or constructs which disappear after
the choice has been made. Sexual selection is thus a very strong force favoring
increasing inequality. Another strong force which favors increasing inequality
is kin selection mentioned
previously. This is the famous theory of
Richard Lynn- Tatu Vanhanen 2002: IQ and the Wealth of Nations. Praeger,
Richard Lynn 2005: Sex differences in IQ. The Psychologist, August issue
Geoffrey Miller 2000: How to
keep our meta-theories adaptive: Beyond Cosmides, Tooby, and Lakatos. Psychological Inquiry.
Geoffrey Miller 2000: The Mating mind.
Doubleday, New York
Charles Murray 2005: The Inequality Taboo. Commentary August 2005
R.E.
Nisbett (2005). Heredity,
environment, and race differences in IQ: A commentary on Rushton
and Jensen (2005). Psychology, Public Policy, and Law, 11, 302-310.
J. P. Rushton & Jensen, A. R. (2005). Thirty years of research on race differences in cognitive ability. Psychology, Public Policy, and Law, 11, 235-294.
J. P. Rushton & Jensen, A. R (2005). Wanted: More race realism, less moralistic fallacy. Psychology, Public Policy, and Law, 11, 328-336.
J. P. Rushton 1990: Sir
Francis Galton, Epigenetic Rules, Genetic Similarity Theory
and Human Life-History Analysis. Journal of Personality, 58 ,
117-140
Sternberg, R. J. (2005). There are no public-policy implications: A reply to Rushton and Jensen (2005). Psychology, Public Policy, and Law, 11, 295-301.
Suzuki, L., & Aronson, J. (2005). The cultural malleability of intelligence and its impact on the
racial/ethnic hierarchy. Psychology, Public Policy, and Law, 11, 320-327.
Pertti Töttö
2005: Kuvaako älykkyysosamäärä mitään Tieteessä tapahtuu 1, 33-34
Mari Vaattovaara 1999: Pääkaupunkiseudun kaksi eliittiä. Katsaus hyväosaisten asuinalueisiin. Hyvinvointikatsaus 1/99, s. 31-34.
Markku Vanttaja 2002: Koulumenestyjät. Suomen
Kasvatustieteellinen Seura, Turku
Edward Westermarck 1889:
The History of Human Marriage Vol I The origins of Human Marriage